Articles

An End-of-Year Compliance Cleanup Checklist

An End-of-Year Compliance Cleanup Checklist

The year’s end seems to arrive sooner and sooner each time. This means carrying out certain responsibilities – ensuring all of the checks and balances are in place in order to end on a good note and start off next year on an even better one.  

Many things can trigger year-end compliance actions. Perhaps you expanded your business or plan to, exited certain states or locations, eliminated a product line, modified your business, or refinanced your business.

Save valuable time by following this handy checklist, which will help ensure that you’ve covered any and all outstanding compliance issues.

Questions? We can help.

Have a specific question about a product? A CT Specialist will follow up with a custom quote along with a comprehensive assessment of your needs.